Financial Services - Investigation & Compliance
Program Code: (International) Length of Program: Two-Year Awarded Upon Completion: Ontario College Graduate Certificate
Term 1 COM-3013 Professional Communications BUS-1883 Business Analytics ACC-1093 Accounting Concepts I POL-1003 Canadian Politics and Government FSI-1003 Introduction to Financial Services in Investigation and Compliance in Canada FIN-4003 Canadian Banking FSI-1101 Canadian Careers in Financial Services - Investigation and Compliance Term 2 FSI-2003 Introduction to Investment Strategies in Canada FSI-2103 Anti-Money Laundering (AML) Administration FSI-2203 AML Policies and Procedures FSI-3013 Regulatory Compliance Administration and Communication FSI-3003 Privacy and Identity Theft Management CFC-4003 Certified Financial Crime Specialist Preparation Term 3 FSI-3023 Cryptocurrencies and Artificial Intelligence in AML FSI-3002 Financial Services through an AML Lens FSI-3043 Fraud Investigation LAW-1003 Business Law PHL-1253 Ethical Leadership and Critical Decision Making FIN-4203 Investment Conduct and Compliance Term 4 CPL-1049 Work Term - OR - CPL-5559 WIL Project

The scope of criminal financial proceeds is significant - estimated at some $590 million USD to $1.5 trillion USD worldwide each year. With a rise in financial fraud, there is a growing need for highly trained risk assessment and management specialists. The Lambton College Financial Services - Investigation & Compliance, Ontario College Graduate Certificate program is designed for students interested in acquiring the in-demand abilities required for fraud prevention and detection and the fight against money laundering in Canada.

In this multi-disciplined program, students utilize existing related education or experience to learn and apply a variety of skills such as policies and procedures management, privacy management, and Anti-money Laundering (AML) investigation.

Admission Requirements

Ontario College Diploma, Ontario College Advanced Diploma, Degree, or equivalent in mathematics, statistics, information technology, business, accounting or economics.

Employment Opportunities

Career positions may include, but are not limited to:

According to the National Occupational Classification Codes (NOC) for occupations in Canada, under NOC code 1114 - Other financial officers, Financial Services - Investigation and Compliance, Ontario College Graduate Certificate program qualifies graduates for a broad range of exciting employment opportunities.

According to this occupational classification group is listed as good (3 out of 3 stars) in terms of job prospects over the next three years in Ontario, and locally in the Sarnia and Windsor area. Job prospects in this field should be favourable over the forecast period because of employment growth and retirements. 

Tuition Fees

Please visit the international tuition fee section for individual program fees. For more information regarding tuition, please contact or 519-542-7751 ext 3018.